LOMA and LIMRA are hosting the Compliance and Market Conduct Exchange on Nov. 9-11, in Charleston, S.C.
The conference covers updates on critical issues and regulations, including updates from the NAIC, FTC, NASD and SEC.
In addition to regulatory updates, the conference offers practical solutions for dealing with the following:
- Managing privacy risks
- Branch audits
- Suitability
- Implementing anti-money laundering strategies
- Selling agreements
For complete program information, visit http://www.loma.org/marketconduct.asp.
Banks Still Face Legal Claims After $25 Billion Settlement
MF Global Judge to Examine Insurance Payments for Former Executives
Daredevil CEOs May Put Companies at Risk
California Independent Contractor Law May Be Liability for Agents, Brokers
North Carolina Continues Auto Regulation Debate As Rates Stay Same for 2012
Long-time California Lobbyist Looks to 2012 Legislation Affecting Insurance
Mine Safety Chief Seeks to End Complacency Over Safety
Virginia Court Grants Rehearing of Global Warming Claims Case
