Can you think of more?
1. Low profitability.
2. Infrequent monitoring and control
of trust account solvency
3. Violations of fiduciary obligations
4. Lack of control over commission
income transfer to the operating account
5. Violations of the Insurance or
Tax Codes - NON COMPLIANCE
6. Mismanagement of Direct Bill
commissions
7. Mismanagement of return
premiums, credit and refunds
www.paulmargroup.com