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	<title>security brokerage liability Archives - Insurance Journal</title>
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		<title>Broker Robinhood Sued by Parents Over Trader Son&#8217;s Suicide</title>
		<link>https://www.insurancejournal.com/news/national/2021/02/08/600527.htm</link>
		
					<dc:creator><![CDATA[Andrew G. Simpson]]></dc:creator>
					<pubDate>Tue, 09 Feb 2021 00:05:29 +0000</pubDate>
				<category><![CDATA[National News]]></category>
		<category><![CDATA[online broker]]></category>
		<category><![CDATA[Robinhood]]></category>
		<category><![CDATA[security brokerage liability]]></category>
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							<description><![CDATA[The family of a 20-year-old stock trader who committed suicide sued the broker Robinhood for his death, citing its &#8220;misleading communications&#8221; that caused their son to panic over what he wrongly believed were huge market losses, according to a lawsuit. &#8230;]]></description>
		
		
		
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		<title>Court Says Broker Fraud Protected by Bankruptcy&#8217;s Safe Harbor</title>
		<link>https://www.insurancejournal.com/news/national/2014/03/20/323776.htm</link>
		
					<dc:creator><![CDATA[Admin]]></dc:creator>
					<pubDate>Thu, 20 Mar 2014 12:33:03 +0000</pubDate>
				<category><![CDATA[National News]]></category>
		<category><![CDATA[security brokerage liability]]></category>
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							<description><![CDATA[Bankruptcy law&#8217;s &#8220;safe harbor,&#8221; which prevents customers of defunct brokerages from being sued, applies even when the broker was engaged in fraud and violated multiple securities laws, the U.S. Court of Appeals in Chicago ruled. The 31-page opinion by U.S. &#8230;]]></description>
		
		
		
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		<title>Court Throws Out Class Action Against JP Morgan Over Clearing Broker</title>
		<link>https://www.insurancejournal.com/news/national/2013/03/18/284989.htm</link>
		
					<dc:creator><![CDATA[Admin]]></dc:creator>
					<pubDate>Mon, 18 Mar 2013 12:16:32 +0000</pubDate>
				<category><![CDATA[National News]]></category>
		<category><![CDATA[JP Morgan]]></category>
		<category><![CDATA[security brokerage liability]]></category>
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							<description><![CDATA[A U.S. federal appeals court on Friday threw out a class action lawsuit against JPMorgan Chase &#38; Co., making it easier for companies that clear trades to avoid being accountable to investors who are defrauded by their brokerages. The 2nd &#8230;]]></description>
		
		
		
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		<title>Deutsche Bank, Ex-Adviser Ordered to Pay $934K for Insurance Swindle</title>
		<link>https://www.insurancejournal.com/news/national/2013/02/14/281233.htm</link>
		
					<dc:creator><![CDATA[Admin]]></dc:creator>
					<pubDate>Thu, 14 Feb 2013 13:51:17 +0000</pubDate>
				<category><![CDATA[National News]]></category>
		<category><![CDATA[Deutsche Bank Securities]]></category>
		<category><![CDATA[Financial Industry Regulatory Authority]]></category>
		<category><![CDATA[Karl Hahn]]></category>
		<category><![CDATA[security brokerage liability]]></category>
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							<description><![CDATA[U.S. securities arbitrators ordered Deutsche Bank Securities Inc. to pay a couple and their trusts a total of $934,000 after a onetime adviser allegedly swindled them in a multimillion-dollar insurance deal. The ex-adviser, Karl Hahn, is equally responsible for the &#8230;]]></description>
		
		
		
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