Dodd Frank whistleblower News

RBS Risk Manager Gets Day in U.S. Court Seeking Whistleblower Payout

The U.S. Second Circuit Appeals Court on Tuesday considered arguments by an ex-Royal Bank of Scotland employee who is suing the U.S. Justice Department and Securities and Exchange Commission for a bounty he says he is owed under a whistleblower …

Supreme Court, 9-0, Denies Bid to Expand Whistleblower Protections

The U.S. Supreme Court on Wednesday refused to broaden protections for corporate insiders who call out misconduct, ruling they must take claims of wrongdoing to the Securities and Exchange Commission in order to be shielded against retaliation. The justices ruled …

Supreme Court to Hear Whistleblower Retaliation Case

The Supreme Court is set to hear on Nov. 28 a case that could determine whether corporate whistleblowers have the same job protections against retaliation when they report concerns about their employers’ misconduct only to their employers as they do …

Supreme Court to Review Retaliation Protections for Whistleblowers

The U.S. Supreme Court agreed on Monday to take up a case that promises broad implications for when corporate insiders who blow the whistle on alleged misconduct can be shielded from retaliation by their employers. The justices will hear Digital …

SEC Awards $4 Million to Whistleblower

The Securities and Exchange Commission has awarded nearly $4 million to a whistleblower who tipped the agency with about serious misconduct and provided additional assistance during the ensuing investigation, including industry-specific knowledge and expertise. “Not only did this whistleblower step …

SEC’s $30 Million Award Could Encourage More Whistleblowers, Lawyers

The U.S. Securities and Exchange Commission’s record $30 million whistleblower award announced this week may prompt more firms to develop practices in this area. The SEC program, enacted as part of the Dodd-Frank legislation, is intended to encourage people to …

No Protection for Foreign Whistleblowers at Overseas Firms: Court

Foreign whistleblowers who work for overseas companies can’t be protected from retaliatory firings for disclosing conduct that happens abroad, a federal appeals court held. The U.S. Court of Appeals in Manhattan found in a case involving Siemens AG that an …