SEC Starts Shifting Agency’s Focus as Job Cut Threat Spooks Staff February 10, 2025 By Chris Prentice, Douglas Gillison and Lawrence Delevingne A day after the Trump administration sent a missive to all federal employees inviting them to resign, the U.S. Securities...
SEC’s Republican-Led Commission Tightens Oversight of Probes, Sources Say February 3, 2025 By Chris Prentice Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed...
How a US judge Injected Culture Wars Into Boeing 737 MAX Plea Deal October 24, 2024 By Mike Spector, Nate Raymond and Chris Prentice A Texas federal judge with a record of ruling in favor of conservative causes injected uncertainty into Boeing’s agreement to...
FBI Arrests Man Over SEC Hack, Alleging Bitcoin Manipulation October 21, 2024 By Douglas Gillison, Chris Prentice and Sarah N. Lynch A 25-year-old Alabama man was arrested on Thursday for hacking the U.S. Securities and Exchange Commission’s X account this year...
SEC Intends to Seek Sanctions Against Elon Musk in Twitter Probe September 23, 2024 By Jonathan Stempel and Chris Prentice The U.S. Securities and Exchange Commission said on Friday it intends to seek sanctions against Elon Musk after he failed...
Keurig Agrees $1.5M SEC Fine Over Pod Recyclability Statements September 11, 2024 By Chris Prentice and Susan Heavey Keurig Dr Pepper Inc. agreed to pay a $1.5 million fine to settle U.S. Securities and Exchange Commission charges that...
SEC Hits 7 Companies With Penalties for Violating Whistleblower Protections September 11, 2024 By Chris Prentice Seven public companies agreed to pay a combined $3 million to settle U.S. Securities and Exchange Commission charges they violated...
Wall Street’s Top Regulator Faces Worsening Battle in Wake of Supreme Court Ruling July 2, 2024 By Chris Prentice and Pete Schroeder The Supreme Court’s move to curb federal agency powers could curtail efforts by the U.S. Securities and Exchange Commission to...
US Prosecutors Recommend DOJ Criminally Charge Boeing as Deadline Looms June 24, 2024 By Chris Prentice, Mike Spector and Allison Lampert U.S. prosecutors are recommending to senior Justice Department officials that criminal charges be brought against Boeing after finding the planemaker...
As Supreme Court Decisions Loom, a Legal Assault Is Weakening SEC’s Power June 12, 2024 By Chris Prentice and Michelle Price A legal assault on the U.S. Securities and Exchange Commission is chipping away at its powers to oversee Wall Street...