JPMorgan Chase & Co. agreed to pay $15.7 million in cash to settle a class action lawsuit by investors who...
Articles by Chris Prentice and Jonathan Stempel
FRANKFURT/WASHINGTON — The U.S. Department of Justice (DOJ) investigation into German insurer Allianz is looking at possible misconduct by fund...
The Kraft Heinz Company and two former executives have agreed to pay more than $62 million to settle charges they...
The U.S. Securities and Exchange Commission (SEC) will seek input on whether digital customer engagement innovations used by financial firms...
Robinhood Markets Inc, the online brokerage at the center of this year’s retail trading frenzy, disclosed on Thursday previously unreported...
Wall Street accountants and lawyers are trying to figure out new equity agreements to lure investors back to the blank-check...
U.S. securities regulator is considering new guidance to rein in growth projections made by listed blank-check companies, and clarify when...
The U.S. securities regulator has opened an inquiry into Wall Street’s blank check acquisition frenzy and is seeking information on...
With Democrats at the helm, the U.S. securities regulator is pledging to crack down on companies and funds that mislead...
Wells Fargo & Co. has agreed to pay $3 billion to resolve criminal and civil probes into fraudulent sales practices...