The U.S. Securities and Exchange Commission (SEC) has opened a probe into last year’s SolarWinds cyber breach, focusing on whether...
Articles by Katanga Johnson
Investor groups have asked the U.S. Securities and Exchange Commission for more corporate disclosures on climate change and other environmental,...
The U.S. Securities and Exchange Commission (SEC) plans to propose a rule requiring that public companies disclose a range of...
General Electric Co. has agreed to pay a $200 million penalty to settle charges for misleading investors over how it...
The novel coronavirus outbreak and economic fallout is proving to be a bonanza for whistleblower lawyers as the U.S. securities...
The U.S. Securities and Exchange Commission will not introduce “caps” on awards to whistleblowers who come forward with key information...
The top U.S. consumer watchdog will keep consumer complaints against financial firms public despite pressure from the companies, but the...
The U.S. Securities and Exchange Commission (SEC) on Wednesday will vote to adopt a package of rules mandating brokerage firms...
A top U.S. banking regulator said on Friday that PricewaterhouseCoopers will pay $335 million to settle claims of “professional negligence,”...
The new head of the U.S. consumer financial watchdog on Tuesday said she intended to continue some of the work...