A divided U.S. House of Representatives on Friday passed a Republican-sponsored bill that would force federal securities regulators to conduct...
Articles by Sarah N. Lynch
An outspoken freshman U.S. senator with a record of taking on Wall Street wants financial regulators and federal prosecutors to...
A bipartisan pair of U.S. senators urged federal securities regulators to move quickly on fundamental changes to how credit-rating agencies...
A top U.S. securities regulator on Tuesday urged the government to consider adopting new rules that would prohibit or restrict...
A U.S. Senate panel voted to move forward two of President Barack Obama’s choices to lead financial regulatory agencies, but...
The top U.S. securities regulator will urge lawmakers on Thursday to boost its funding, saying a failure to increase the...
President Barack Obama will nominate former federal prosecutor Mary Jo White to head the Securities and Exchange Commission, the White...
U.S. securities regulators reached 714 settlements with defendants in civil cases in the 2012 fiscal year – the highest number...
The U.S. Supreme Court on Tuesday appeared poised to curtail the power of the top federal securities regulator to seek...
U.S. securities regulators charged a New Jersey-based consultant on Tuesday with defrauding investors in the China-based companies he helped make...