SEC Proposes Fiduciary Duty for Investment Brokers Advising Retail Clients By Dave Michaels | November 22, 2013 Email This Subscribe to Newsletter Email to a friend Facebook Tweet LinkedIn Print Article Article 1 Comment November 25, 2013 at 12:13 pm Nan says: Like or Dislike: 0 0These regulations would not be needed if the financial industry functioned with ethics and integrity as the public trusts them to do. Reply Add a Comment Cancel reply Your email address will not be published. Required fields are marked * Name * Email * Comment ΔNotify me of comments via e-mail
These regulations would not be needed if the financial industry functioned with ethics and integrity as the public trusts them to do.