Yes, it’s too much to ask. States are not required to provide copies of Market Conduct Examinations to the general public. There are States that do publish them, and you can find the MCE results online should you decide to do a search for them.
Hiring cheap newbies who don’t know what they’re doing, when they’re audited by a state, likely results in Standard Operating Procedure non-compliance results that usually ends with the company being fined a decent chunk of change.
Feels like it’s the same 10 things every year!
Would like to see a list of the offenders. Is that too much to ask?
Yes, it’s too much to ask. States are not required to provide copies of Market Conduct Examinations to the general public. There are States that do publish them, and you can find the MCE results online should you decide to do a search for them.
They don’t want seasoned employees that know what to do they want cheap newbies.
Hiring cheap newbies who don’t know what they’re doing, when they’re audited by a state, likely results in Standard Operating Procedure non-compliance results that usually ends with the company being fined a decent chunk of change.
A whole paragraph of nothing true to your word parsing comments of the past.