Bruce Alpert News

Supreme Court Limits When SEC Can Levy Fraud Penalties

February 27, 2013

The U.S. Supreme Court on Wednesday limited the authority of the federal government’s top securities regulator to seek civil penalties...

Supreme Court Weighs Government’s Statute of Limitation in Civil Penalty Cases

January 9, 2013 By Jonathan Stempel and Sarah N. Lynch

The U.S. Supreme Court on Tuesday appeared poised to curtail the power of the top federal securities regulator to seek...