SEC Eyes Rules for Financial Firms’ Digital Engagement Practices: Reuters August 24, 2021 By Katanga Johnson and Chris Prentice The U.S. Securities and Exchange Commission (SEC) will seek input on whether digital customer engagement innovations used by financial firms...
Regulators Disagree Over Giving Fintechs Federal Charter to Skirt State Rules January 14, 2019 By Pete Schroeder The U.S. Federal Reserve is wary of giving “fintech” firms such as OnDeck Capital Inc. or Kabbage Inc. access to...
State Regulators Fight Federal Charters for Fintechs October 26, 2018 By Michelle Price A body of U.S. state banking regulators on Thursday sued the federal government to void its decision to award national...
New York Challenges Federal Ruling Allowing Fintechs to Skirt State Regulation September 14, 2018 New York state’s top banking regulator on Friday sued the U.S. Office of the Comptroller of the Currency, seeking to...