Lawsuit Seeks SEC Enforcement of Proxy Adviser Restrictions October 15, 2021 By Jessica DiNapoli The National Association of Manufacturers (NAM), a business group, sued the U.S. securities regulator on Wednesday for refusing to enforce...
Bipartisan Senate Bill Would Regulate Proxy Advisors November 15, 2018 By Michelle Price Six U.S. senators on Wednesday introduced a bill that would require the U.S. securities watchdog to directly regulate firms such...