SEC to Focus on Traditional Cases Under New Leadership, Acting Director Says March 26, 2025 By Chris Prentice The U.S. Securities and Exchange Commission will likely focus on more traditional cases under incoming leadership, including those involving individual...
Three Florida Men Charged with Insider Trading on Trump Media IPO June 30, 2023 Three Florida men were arrested Thursday and charged with illegally making more than $22 million by insider trading ahead of...
Massachusetts to Investigate First Republic Executives’ Stock Sales: Reuters March 31, 2023 By Chris Prentice Massachusetts regulators have opened an investigation into sales of company stock by top executives at First Republic Bank in the...
Ex-Goldman Banker Faces Insider Trading Trial After Being Cut Off by Bank’s Insurer March 14, 2023 By Greg Farrell A former Goldman Sachs Group Inc. vice president who goes on trial for insider trading in June is scrambling to...
Lawyer Sentenced for Insider Trading on Nationwide-Harleysville Merger July 25, 2016 By Nate Raymond A former partner at the law firm Fox Rothschild was sentenced on Friday to six months in prison for trading...
SEC Charges Oil CEO in Insider Trading With Colorado Insurance Exec November 28, 2012 The Securities and Exchange Commission on Wednesday announced charges against the former CEO of a Denver, Colo.-based oil-and-gas company at...
Judge to Insurer: Pay Legal Fees in Pending Insider Trading Fraud Case May 11, 2012 By Emily Flitter A federal judge said during a court hearing in New York on Thursday he is prepared to order an insurance...
Lawsuit Against Berkshire Hathaway Over Sokol Trades Dismissed March 20, 2012 By Tom Hals Berkshire Hathaway won dismissal on Monday of a shareholder lawsuit that stemmed from allegations former executive David Sokol profited by...