Allianz Confirms SEC Probing Its ‘Structured Alpha’ Funds, Subject to Investor Lawsuit August 5, 2020 Allianz said on Wednesday that it was fielding a request for information from the U.S. Securities and Exchange Commission over...
U.S. SEC Charges N.J.-based Consultant with Fraud in Chinese Reverse Mergers December 12, 2012 By Sarah N. Lynch U.S. securities regulators charged a New Jersey-based consultant on Tuesday with defrauding investors in the China-based companies he helped make...