SEC Lawsuit Alleges Biotech Firm, CEO Misled Investors About COVID-19 Tests December 18, 2020 By Jonathan Stempel The U.S. Securities and Exchange Commission sued Decision Diagnostics Corp. and its chief executive for allegedly misleading investors by promising...
SEC Sues VW, Ex-CEO over Diesel Emissions Scandal, Alleging Massive Investor Fraud March 15, 2019 By David Shepardson and Edward Taylor The U.S. Securities and Exchange Commission (SEC) is suing Volkswagen (VW) and its former chief executive Martin Winterkorn over the...
Trump’s SEC Considering Shielding Companies from Investor Class Action Suits January 29, 2018 By Ben Bain In its determination to reverse a two-decade slump in U.S. stock listings, a regulator might offer companies an extreme incentive...