Tesla’s Many Dockets of Litigation Keep Lawyers and Judges Busy February 24, 2022 By Dana Hull Elon Musk generates a near-constant barrage of news headlines because of his tweets. It’s a lot to keep up with....
Elon Musk, Tesla Attack SEC for ‘Unrelenting’ Harassment February 17, 2022 By Jonathan Stempel Tesla Inc. TSLA.O and its Chief Executive Elon Musk on Thursday accused the U.S. Securities and Exchange Commission (SEC) of...
The Regulatory and Legal Risks Facing Online Broker Robinhood July 2, 2021 By Chris Prentice and Michelle Price Robinhood Markets Inc, the online brokerage at the center of this year’s retail trading frenzy, disclosed on Thursday previously unreported...
SEC Looking Into New Climate, Workforce Diversity Disclosure Rules June 25, 2021 By Katanga Johnson The U.S. Securities and Exchange Commission (SEC) may require public companies to publish data on a whole range of new...
Financial Trade Group, Stock Exchanges Resolve Broker Liability Database Dispute May 14, 2020 By John McCrank A financial industry trade group said on Wednesday it resolved a dispute with U.S. stock exchanges that had threatened to...
Vermont Ski Resort Owner Suing Insurer to Fund Defense in Fraud Case December 15, 2016 A Vermont ski resort owner is suing his insurer in federal court for more than $2 million to fund his...
Regulators Look to State Laws as Republicans Move to Change Dodd-Frank November 17, 2016 By Suzanne Barlyn and Tim McLaughlin State securities regulators said they may have to rely more heavily on local laws to police banks and finance companies...
JPMorgan Guilty Admission Marks Shift in SEC Policy September 20, 2013 By Joshua Gallu The U.S. Securities and Exchange Commission, in settling claims with JPMorgan Chase & Co. over its handling of a $6.2...
House Pushes for More Economic Analysis of Securities Rules May 20, 2013 By Sarah N. Lynch A divided U.S. House of Representatives on Friday passed a Republican-sponsored bill that would force federal securities regulators to conduct...
Supreme Court Limits When SEC Can Levy Fraud Penalties February 27, 2013 The U.S. Supreme Court on Wednesday limited the authority of the federal government’s top securities regulator to seek civil penalties...