President Barack Obama will nominate former federal prosecutor Mary Jo White to head the Securities and Exchange Commission, the White...
SEC News
Two former executives of the now defunct insurance agency franchising firm, Brooke Corp., have been indicted on federal financial fraud...
A lawsuit claiming U.S. securities regulators were negligent in failing to respond earlier to Allen Stanford’s $7 billion Ponzi scheme...
A federal appeals court stopped just short of throwing out a judge’s controversial rejection of the U.S. Securities and Exchange...
The top U.S. securities regulator said on Tuesday her agency is exploring whether insurance companies can qualify for a coveted...
At least a half-dozen major U.S. companies whose computers have been infiltrated by cyber criminals or international spies have not...
Federal securities regulators filed suit against a Texas-based provider of so-called “life settlements,” accusing it and three top executives of...
Mining companies will need to disclose to investors information about health and safety violations under new rules adopted on Wednesday...
Federal securities regulators have sued a brokerage industry backed fund on behalf of victims who lost money in Allen Stanford’s...
Money manager AXA Rosenberg and co-founder Barr Rosenberg agreed to pay $65 million to settle a lawsuit by investors who...