The U.S. Securities and Exchange Commission does not plan to charge Allianz SE for illegal activity at its private equity...
SEC News
The U.S. Securities and Exchange Commission faces hurdles proving wrongdoing at credit-rating agencies, the agency’s enforcement chief said, pointing to...
Standard & Poor’s, whose unprecedented downgrade of U.S. debt triggered a worldwide stocks sell-off, is pushing back against a U.S....
Bank of America Corp.’s legal losses could cost as much as $2.3 billion above money already set aside to cover...
The U.S. Securities and Exchange Commission has asked insurer American International Group (AIG) to provide more disclosure about how and...
In a major victory for victims of Allen Stanford’s alleged Ponzi scheme, U.S. regulators have concluded that they should be...
U.S securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle...
Corporate whistleblowers could score multi-million-dollar payouts for reporting financial wrongdoing under a new program approved by U.S. securities regulators on...
Accountants at the U.S. securities regulator are recommending that medium-size public companies should not be exempted from a key auditing...
Warren Buffett’s Berkshire Hathaway took nearly $1 billion in writedowns on three stocks last quarter under pressure from U.S. regulators...