Tricolor Trustee Files Suit in Texas for Auto Dealer’s Collapse December 11, 2025 By Steven Church and Scott Carpenter Bankrupt subprime auto dealer Tricolor Holdings is preparing to sue the company’s founder for allegedly masterminding a massive fraud that...
Court Dismisses Securities Fraud Charges Against Fashion Designer Cole’s Brother October 29, 2025 By Larry Neumeister The brother of designer Kenneth Cole says he was vindicated on Monday by a federal appeals court’s decision to overturn...
Pennsylvania Man Charged in $400 Million ATM Fraud September 4, 2025 By Jonathan Stempel A Pennsylvania man has been charged with tricking people into investing money he claimed would be used to buy thousands...
DOGE Now Targeting SEC Policy, Eyes SPAC Rules, Sources Say July 1, 2025 By Douglas Gillison and Chris Prentice President Donald Trump’s Department of Government Efficiency initiative has pushed the U.S. markets watchdog to loosen Wall Street rules around...
SEC Eases Path for Companies to Nix Shareholder Proposals February 18, 2025 By Lydia Beyoud The Securities and Exchange Commission released new guidelines making it easier for corporations to block votes on shareholder proposals at...
US SEC Will Not Defend Climate Rule in Court February 12, 2025 By Isla Binnie, Virginia Furness and Jonathan Stempel The acting chair of the U.S. Securities and Exchange Commission on Tuesday signaled the regulator may roll back a controversial...
SEC Starts Shifting Agency’s Focus as Job Cut Threat Spooks Staff February 10, 2025 By Chris Prentice, Douglas Gillison and Lawrence Delevingne A day after the Trump administration sent a missive to all federal employees inviting them to resign, the U.S. Securities...
Robinhood to Pay $45 Million to Settle SEC Charges January 14, 2025 Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over...
Supreme Court Rejects Bid to Let President Fire Independent Agency Leaders October 22, 2024 By Greg Stohr The US Supreme Court declined to hear an appeal that sought to give the president control over agencies that have...
Wall Street Regulator Approves Tougher Rules for Accounting ‘Negligence’ August 21, 2024 By Douglas Gillison Wall Street’s top regulator on Tuesday voted 3-2 to bless new rules making it easier for an audit watchdog to...