A Pennsylvania man has been charged with tricking people into investing money he claimed would be used to buy thousands...
securities and exchange commission (SEC) News
President Donald Trump’s Department of Government Efficiency initiative has pushed the U.S. markets watchdog to loosen Wall Street rules around...
The Securities and Exchange Commission released new guidelines making it easier for corporations to block votes on shareholder proposals at...
The acting chair of the U.S. Securities and Exchange Commission on Tuesday signaled the regulator may roll back a controversial...
A day after the Trump administration sent a missive to all federal employees inviting them to resign, the U.S. Securities...
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over...
The US Supreme Court declined to hear an appeal that sought to give the president control over agencies that have...
Wall Street’s top regulator on Tuesday voted 3-2 to bless new rules making it easier for an audit watchdog to...
Another group of broker-dealer and investment advisers has agreed to pay over $470 million to U.S. regulators to settle civil...
The U.S. Securities and Exchange Commission (SEC) has removed some of its most ambitious greenhouse gas emission disclosure requirements from...