Supreme Court Upholds But Curbs SEC’s Power to Force Ill-Gotten Gains in Fraud Cases June 22, 2020 By Lawrence Hurley and Andrew Chung The U.S. Supreme Court on Monday placed limits on the Securities and Exchange Commission’s practice of forcing defendants to surrender...
Supreme Court Upholds SEC on Scope of Securities Fraud Liability March 27, 2019 By Greg Stohr The U.S. Supreme Court reinforced the Securities and Exchange Commission’s powers, upholding sanctions against an investment banker found to have...
Supreme Court Weighs Liability for Sharing Fraudulent Securities Information December 4, 2018 By Andrew Chung U.S. Supreme Court justices on Monday appeared reluctant to further limit the scope of who can be held liable for...