wealth advisers News

California Adviser Ordered to Pay $3.7M Defamation Claim by Ex-Employees

A California wealth adviser must pay two ex-employees almost $3.7 million for allegedly defaming them, a securities arbitration panel found. The Financial Industry Regulatory Authority arbitration panel ruled in favor of Corey Casilio and William Leitch, who claimed that John …

New Tech Millionaires Trust Technology Over Traditional Financial Advisers

When the nine-person start-up he co-founded was bought by Facebook for a reported $15 million in January, Cemre Gungor, 27, was inundated with phone calls and emails from wealth advisers. Yet he spurned them all, opting instead to open an …