Macy’s to Claw Back Executive Bonuses Due to Accounting Scandal April 2, 2025 By Nicola M. White Macy’s Inc. is clawing back more than $600,000 in cash bonuses from executives after an accounting scandal led to inflated...
SEC’s Uyeda Expects Slowdown in Rulemaking After ‘Ambitious’ Biden Era March 7, 2025 By Nicola M. White The interim chief of the US Securities and Exchange Commission says he expects a slowdown in the Wall Street regulator’s...
Trump Picks Atkins, Ex-SEC Commissioner, to Succeed Gensler December 5, 2024 By Lydia Beyoud and Nicola M. White Paul Atkins is President-elect Donald Trump’s choice to lead the US Securities and Exchange Commission, suggesting four years of relaxed...
SEC’s Penalties, Relief Hit All-Time Record of $8.2 Billion November 25, 2024 By Nicola M. White The US Securities and Exchange Commission’s fines and investor relief hit an all-time record in fiscal 2024. The agency’s enforcement...
SEC Accuses Four Firms of Downplaying SolarWinds-Related Hacks October 23, 2024 By Nicola M. White Four hacked companies will pay a total of almost $7 million to settle US Securities and Exchange Commission allegations that...
SEC to Increase Scrutiny of AI Tools Used by Financial Brokers, Advisers October 22, 2024 By Nicola M. White The US Securities and Exchange Commission’s examiners will step up scrutiny of financial firms’ use of artificial intelligence next year,...