Zurich Financial Receives Subpoena

November 17, 2004

Zurich Financial Services acknowledged that it has received a subpoena by the Securities and Exchange Commission and the Office of the New York Attorney General requesting information regarding non-traditional products.

Zurich said it “continues to cooperate with the authorities.”

The subpoena was apparently one of a number issued by the NY AG’s office and the SEC in connection with its investigation of abuses in the finite insurance market (see related articles).

Was this article valuable?

Here are more articles you may enjoy.