LOMA, LIMRA Host Compliance and Market Conduct Exchange

October 21, 2003

LOMA and LIMRA are hosting the Compliance and Market Conduct Exchange on Nov. 9-11, in Charleston, S.C.

The conference covers updates on critical issues and regulations, including updates from the NAIC, FTC, NASD and SEC.

In addition to regulatory updates, the conference offers practical solutions for dealing with the following:
– Managing privacy risks
– Branch audits
– Suitability
– Implementing anti-money laundering strategies
– Selling agreements

For complete program information, visit http://www.loma.org/marketconduct.asp.

Add a Comment

Your email address will not be published. Required fields are marked *

*

More News
More News Features