SEC Must Increase Cryptocurrency Oversight, Investor Advocates Say September 21, 2021 By Joe Light Many cryptocurrency projects are flouting investor-protection rules and deserve more scrutiny, a group of investor advocates told Securities and Exchange...
SEC Eyes Rules for Financial Firms’ Digital Engagement Practices: Reuters August 24, 2021 By Katanga Johnson and Chris Prentice The U.S. Securities and Exchange Commission (SEC) will seek input on whether digital customer engagement innovations used by financial firms...
SEC Plans New Workforce Data Disclosure Rule May 14, 2021 By Katanga Johnson The U.S. Securities and Exchange Commission (SEC) plans to propose a rule requiring that public companies disclose a range of...
Reuters Special Report: U.S. Banks Book Trades Abroad to Bypass U.S. Regulation August 24, 2015 By Charles Levinson This spring, traders and analysts working deep in the global swaps markets began picking up peculiar readings: Hundreds of billions...