SEC Set to Adopt New Cyber Rule, Unveils Brokerage AI Proposal July 26, 2023 By Douglas Gillison Wall Street’s top regulator on Wednesday was poised to adopt new rules requiring publicly traded companies to disclose hacking incidents,...
Coinbase Suit May Finally Send Crypto Debate to Supreme Court June 9, 2023 By Martina Barash and Chris Dolmetsch The SEC’s new lawsuit against Coinbase Global Inc. appears best positioned among cryptocurrency cases to let the US Supreme Court...
Coinbase CEO Hits Back at SEC Chair After Lawsuit, Says User Funds Are Safe June 8, 2023 By Hannah Lang, Manya Saini and Niket Nishant Coinbase Chief Executive Brian Armstrong on Wednesday hit back at U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler over...
New SEC Disclosure Rules May Drive Up D&O Claims November 10, 2022 By Jim Sams SAN DIEGO — New rules proposed by the US Securities and Exchange Commission on cybersecurity and climate impact disclosures may...
Nasdaq Urges SEC Not to Move Ahead with Climate Disclosure Plan June 17, 2022 By Katherine Doherty and Lydia Beyoud Nasdaq Inc. is pushing back against the US Securities and Exchange Commission’s plans to make publicly traded companies reveal detailed...
The SEC War on Greenwashing Has Begun June 15, 2022 By Tim Quinson For all the greenwashers out there on Wall Street, the party may really be over. There’s now little doubt that...
ESG Fund Bosses Hit by ‘Reckoning’ as Goldman, DWS in Crosshairs June 13, 2022 By Frances Schwartzkopff One of the top legal firms advising asset managers on ESG says the industry needs to brace for a more...
Charles Schwab Subsidiaries to Pay $187 Million to Settle SEC Charges June 13, 2022 By Katanga Johnson The U.S. Securities and Exchange Commission (SEC) on Monday said it charged three Charles Schwab Corp investment adviser subsidiaries with...
SEC to Unveil Rule to Crackdown on Funds ESG ‘Greenwashing’ May 25, 2022 By Katanga Johnson and Ross Kerber The U.S. Securities and Exchange Commission (SEC) on Wednesday will propose rule changes aimed at stamping out unfounded claims by...
U.S. SEC Gives Public Until June 17 to Weigh In on Climate Risk Proposal May 10, 2022 By Katanga Johnson The U.S. Securities and Exchange Commission (SEC) on Monday extended until June 17 the period for public comment on its...