SEC’s Ambitious Climate Agenda Stalls as US Elections Raise Stakes in New Year December 29, 2023 By Austin Weinstein and Lydia Beyoud The Securities and Exchange Commission’s failure to complete an ambitious climate-related agenda in 2023 is making environmental activists nervous. Less...
Companies Are Still Trying to Figure Out How to Comply With SEC Cyber Rules December 19, 2023 By Katrina Manson Some public companies are still trying to figure out how to comply with new rules from the US Securities and...
SEC Says No to New Crypto Rules; Coinbase Asks Court to Review December 18, 2023 By Chris Prentice and Michelle Price The U.S. Securities and Exchange Commission on Friday denied a petition by Coinbase Global seeking new rules from the agency...
US SEC Enforcement Collected Nearly $5B in Financial Remedies Last Year November 15, 2023 By Chris Prentice The U.S. Securities and Exchange Commission (SEC) filed 784 enforcement actions in the fiscal year that ran through September, garnering...
Elon Musk Asks Court to Reject SEC’s Bid to Make Him Testify in Twitter Probe November 6, 2023 By Chris Prentice and Jody Godoy Elon Musk asked a federal judge on Nov. 2 not to force him to testify in the U.S. Securities and...
Appeals Court Upholds Nasdaq Board Diversity Rule October 19, 2023 By Jody Godoy A U.S. appeals court upheld Nasdaq’s board diversity rule on Wednesday, requiring companies listed on the exchange to have women...
SEC Tries to Force Musk to Testify in Twitter Takeover Probe October 6, 2023 Elon Musk, the world’s richest man, is being sued by the U.S. Securities and Exchange Commission, which is trying to...
Wall Street WhatsApp, Texting Fines Exceed $2.5 Billion August 9, 2023 By Austin Weinstein Wells Fargo & Co. and BNP Paribas SA are among firms that will pay hundreds of millions of dollars in...
SEC Set to Adopt New Cyber Rule, Unveils Brokerage AI Proposal July 26, 2023 By Douglas Gillison Wall Street’s top regulator on Wednesday was poised to adopt new rules requiring publicly traded companies to disclose hacking incidents,...
Elon Musk to Appeal Loss in SEC Case to Supreme Court July 25, 2023 By Jonathan Stempel Elon Musk plans to ask the U.S. Supreme Court to consider whether the Securities and Exchange Commission overstepped its authority...