16 Wall Street Firms Fined $1.8B for Talking Deals, Trades on Personal Apps September 28, 2022 By Michelle Price U.S. regulators on Tuesday fined 16 financial firms, including Barclays, Bank of America, Citigroup, Credit Suisse, Goldman Sachs, Morgan Stanley...
Boeing to Pay $200M to Settle Charges it Misled Investors About 737 MAX September 23, 2022 By David Shepardson Boeing Co. will pay $200 million to settle civil charges by the U.S. Securities and Exchange Commission that it misled...
SEC Changes Whistle-Blower Award Rules to Boost Tipster Payouts August 29, 2022 By Matt Robinson The US Securities and Exchange Commission changed its whistle-blower rules to give the agency more leeway to pay out hefty...
U.S.-Listed Companies Will Have to Disclose How CEO Pay Stacks Against Firm Performance August 26, 2022 By Katanga Johnson Wall Street’s main regulator on Thursday voted to adopt a measure requiring that U.S.-listed companies disclose how the pay of...
Explainer: Will U.S. Supreme Court EPA Ruling Rein in Federal Regulators? July 5, 2022 By Tom Hals The U.S. Supreme Court on Thursday curtailed the Environmental Protection Agency’s ability to restrict greenhouse gas emissions from power plants...
Corporate America Looks for Leeway on U.S. Climate Disclosures June 22, 2022 By Katanga Johnson and Ross Kerber Business associations for top U.S.-listed companies have pushed back against a landmark proposal by the Securities and Exchange Commission (SEC)...
New Layer of Federal Oversight for Climate Disclosures Not Needed: Triple-I June 21, 2022 Creating a new layer of federal oversight would neither enhance nor standardize the climate-related disclosures U.S. insurers make to investors,...
Challenge to SEC ‘Gag’ Rule Turned Away by Supreme Court June 21, 2022 By Jody Godoy The U.S. Supreme Court on Tuesday rejected a challenge brought by a former Xerox Corp executive and backed by Elon...
Financial Firms to SEC Over Proposal to Regulate SPACs: ‘Don’t Kill the Industry’ June 15, 2022 By Katanga Johnson U.S. financial industry groups are pushing to water down a draft Securities and Exchange Commission (SEC) rule aimed at reining-in...
Charles Schwab Subsidiaries to Pay $187 Million to Settle SEC Charges June 13, 2022 By Katanga Johnson The U.S. Securities and Exchange Commission (SEC) on Monday said it charged three Charles Schwab Corp investment adviser subsidiaries with...