SEC Eyes Rules for Financial Firms’ Digital Engagement Practices: Reuters August 24, 2021 By Katanga Johnson and Chris Prentice The U.S. Securities and Exchange Commission (SEC) will seek input on whether digital customer engagement innovations used by financial firms...
New Securities Class Actions Including M&As Down But SPAC-Related Suits Up August 2, 2021 Plaintiffs filed 112 new securities class action lawsuits in federal and state courts in the first half of 2021, down...
SEC Looking Into New Climate, Workforce Diversity Disclosure Rules June 25, 2021 By Katanga Johnson The U.S. Securities and Exchange Commission (SEC) may require public companies to publish data on a whole range of new...
Investors Ask SEC for More ESG Disclosures as Companies Resist: Analysis June 16, 2021 By Katanga Johnson Investor groups have asked the U.S. Securities and Exchange Commission for more corporate disclosures on climate change and other environmental,...