U.S. securities regulators said on Friday that defendants can no longer settle civil cases using “neither admit nor deny” language...
Securities and Exchange Commission News
Mining companies will need to disclose to investors information about health and safety violations under new rules adopted on Wednesday...
Federal securities regulators have sued a brokerage industry backed fund on behalf of victims who lost money in Allen Stanford’s...
U.S. securities regulators formally asked public companies for the first time to disclose cyber attacks against them, following a rash...
The U.S. Securities and Exchange Commission faces hurdles proving wrongdoing at credit-rating agencies, the agency’s enforcement chief said, pointing to...
U.S. regulators appear to be on strong footing in a legal battle over a Chinese auditor’s work papers, though their...
In a major victory for victims of Allen Stanford’s alleged Ponzi scheme, U.S. regulators have concluded that they should be...
U.S securities brokers would be more closely scrutinized by accountants and be subject to stricter rules for how they handle...
U.S. futures and securities regulators unveiled a crucial part of their expanded supervision of the swaps market on Wednesday, by...
Accountants at the U.S. securities regulator are recommending that medium-size public companies should not be exempted from a key auditing...