SEC Closes Investigation Into Robinhood’s Crypto Arm Without Action February 24, 2025 Robinhood said on Monday the U.S. Securities and Exchange Commission had closed its probe into the firm’s crypto trading arm...
SEC to Drop Lawsuit Against Coinbase, Firm Says February 21, 2025 By Hannah Lang and Chris Prentice Coinbase said on Friday the U.S. securities regulator planned to withdraw its lawsuit against the crypto exchange, ending a contentious...
Vanguard Pauses Corporate Meetings Over New ESG Guidance February 20, 2025 By Ross Kerber Top mutual fund manager Vanguard has paused meetings with portfolio companies while it reviews the impact of new guidance on...
Trump’s SEC Leader Shifts Power From Investors to Boardrooms February 19, 2025 By Ross Kerber New policies from the top U.S. securities regulator hand corporate boards more power over investors in ways that could curtail...
SEC’s Republican-Led Commission Tightens Oversight of Probes, Sources Say February 3, 2025 By Chris Prentice Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed...
SEC Sues Elon Musk Over Late Disclosure of Twitter Stake January 15, 2025 By Jonathan Stempel Elon Musk was sued on Tuesday by the U.S. Securities and Exchange Commission, which accused the world’s richest person of...
Becton Dickinson to Pay $175 Million to Settle SEC Probe December 17, 2024 By Lydia Beyoud Becton, Dickinson & Co. has agreed to a $175 million fine over Securities and Exchange Commission claims it repeatedly misled...
Death of Nasdaq Diversity Rule Signals More Trouble for DEI December 16, 2024 By Simone Foxman, Jeff Green and Katherine Doherty The message from Nasdaq as the Black Lives Matter movement exploded across the US: push for diversity – or prepare...
US Appeals Court Tosses Nasdaq Board Diversity Rules December 13, 2024 By Nate Raymond A U.S. appeals court on Wednesday ruled that Nasdaq could not impose rules designed to increase diversity in corporate America...
Trump Picks Atkins, Ex-SEC Commissioner, to Succeed Gensler December 5, 2024 By Lydia Beyoud and Nicola M. White Paul Atkins is President-elect Donald Trump’s choice to lead the US Securities and Exchange Commission, suggesting four years of relaxed...