SEC’s Uyeda Expects Slowdown in Rulemaking After ‘Ambitious’ Biden Era March 7, 2025 By Nicola M. White The interim chief of the US Securities and Exchange Commission says he expects a slowdown in the Wall Street regulator’s...
Kraken Is Latest Crypto Firm to Say SEC Agrees to Drop Lawsuit March 4, 2025 By Olga Kharif Kraken said the US Securities and Exchange Commission has agreed in principle to drop its lawsuit against the cryptocurrency exchange,...
SEC’s ‘Demolition’ of Crypto Enforcement Met With Cheers as Well as Jeers March 3, 2025 By Emily Nicolle The US Securities and Exchange Commission has kicked off the new year with a makeover, wiping clean its slate of...
US SEC Plans to Cut Regional Directors as Agency Preps for DOGE Scrutiny: Sources February 25, 2025 By Chris Prentice and Douglas Gillison The U.S. Securities and Exchange Commission plans to remove the top leaders at regional offices across the country as part...
SEC Closes Investigation Into Robinhood’s Crypto Arm Without Action February 24, 2025 Robinhood said on Monday the U.S. Securities and Exchange Commission had closed its probe into the firm’s crypto trading arm...
SEC to Drop Lawsuit Against Coinbase, Firm Says February 21, 2025 By Hannah Lang and Chris Prentice Coinbase said on Friday the U.S. securities regulator planned to withdraw its lawsuit against the crypto exchange, ending a contentious...
Vanguard Pauses Corporate Meetings Over New ESG Guidance February 20, 2025 By Ross Kerber Top mutual fund manager Vanguard has paused meetings with portfolio companies while it reviews the impact of new guidance on...
Trump’s SEC Leader Shifts Power From Investors to Boardrooms February 19, 2025 By Ross Kerber New policies from the top U.S. securities regulator hand corporate boards more power over investors in ways that could curtail...
SEC’s Republican-Led Commission Tightens Oversight of Probes, Sources Say February 3, 2025 By Chris Prentice Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed...
SEC Sues Elon Musk Over Late Disclosure of Twitter Stake January 15, 2025 By Jonathan Stempel Elon Musk was sued on Tuesday by the U.S. Securities and Exchange Commission, which accused the world’s richest person of...