LOMA and LIMRA are hosting the Compliance and Market Conduct Exchange on Nov. 9-11, in Charleston, S.C.
The conference covers updates on critical issues and regulations, including updates from the NAIC, FTC, NASD and SEC.
In addition to regulatory updates, the conference offers practical solutions for dealing with the following:
– Managing privacy risks
– Branch audits
– Suitability
– Implementing anti-money laundering strategies
– Selling agreements
For complete program information, visit http://www.loma.org/marketconduct.asp.
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