A U.S. judge dismissed most of a Securities and Exchange Commission lawsuit accusing software company SolarWinds of defrauding investors by...
U.S. Securities and Exchange Commission (SEC) News
The Supreme Court’s move to curb federal agency powers could curtail efforts by the U.S. Securities and Exchange Commission to...
The US Supreme Court curbed the Securities and Exchange Commission’s ability to press complaints before in-house judges, saying defendants have...
A federal judge dismissed a lawsuit by Exxon Mobil Corp. against Arjuna Capital after a lawyer for the activist investor...
A legal assault on the U.S. Securities and Exchange Commission is chipping away at its powers to oversee Wall Street...
The company that runs global financial exchanges and clearing houses has agreed to a $10 million fine to settle charges...
Wall Street’s top regulator on Thursday said it had updated rules to ensure investment companies and others work to detect...
The US Securities and Exchange Commission warned Robinhood Markets Inc. that it faces an enforcement action over its crypto business...
The U.S. Supreme Court declined on Monday to hear Elon Musk’s bid to throw out part of a securities fraud...
The US Securities and Exchange Commission is asking publicly traded tech companies about their relationships with distributors and other business...